Nylife Securities LLC

Broker Timothy Jaggi in Nylife Securities LLC Firm Has Customer Complaint

July 2, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Timothy Jaggi (Jaggi), currently associated with Nylife Securities LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Jaggi recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on August 05, 2020.

Upon reviewing the customer’s Variable Annuity policies, the Firm noted that the surrender charges on the replacement policy exceeded suitability guidelines. The customer accepted the Firm’s offer to refund the surrender charge incurred in the replacement of the variable annuity purchased in March 2019.

There are Recent Customer Complaints with Broker William Humbarger in Firm Nylife Securities LLC

July 1, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Humbarger (Humbarger), currently associated with Nylife Securities LLC, has at least 6 disclosable events. These events include 6 customer complaints, alleging that Humbarger recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on August 13, 2020.

Plaintiffs allege that in or about March 2016 they were told that no changes were necessary to their VULs and were not informed that their VUL policies were in jeopardy of lapsing. Plaintiffs seek compensatory and punitive damages as well as costs and fees.

Broker William Humbarger in Nylife Securities LLC Firm Has Customer Complaint

July 1, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Humbarger (Humbarger), previously associated with Nylife Securities LLC, has at least 7 disclosable events. These events include 7 customer complaints, alleging that Humbarger recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on August 13, 2020.

Plaintiffs allege that in or around February 1999 and March 1999 they were misled into exchanging life insurance policies into Variable Universal Life policies which carried significant surrender charges and were not suitable. Plaintiffs seek compensatory and punitive damages as well as costs and fees.

Broker Brent Miller in Nylife Securities LLC Firm Has Customer Complaint

June 28, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brent Miller (Miller), currently associated with Nylife Securities LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Miller recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,724.70 on April 10, 2020.

The customer alleged that two withdrawals from her variable annuity were used to establish an unauthorized MainStay account in the amount of $40,000 on or about February 10, 2020 and the purchase a new variable annuity on or about February 20, 2020 in which she incurred an upfront surcharge of over $4,000. The customer requested a reimbursement of all fees involved in the transaction, which she alleged were not disclosed at the time of the transaction.

There are Recent Customer Complaints with Broker Logan Callaway in Firm Nylife Securities LLC

June 26, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Logan Callaway (Callaway), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Callaway recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on May 04, 2026.

The customer alleges that the recommendation to surrender an annuity at another company and purchase a variable annuity in January 2026 resulted in significant surrender charges and the loss of a premium bonus. The customer is requesting a formal review of this transaction, including the suitability of the recommendation, the characterization of the rollover, and the disclosures provided.

There are Recent Customer Complaints with Broker Pragnesh Bhatt in Firm Nylife Securities LLC

June 26, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Pragnesh Bhatt (Bhatt), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Bhatt recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on May 04, 2026.

The customer alleges he was misinformed when he purchased a variable annuity in January 2023 and wants to move his funds surrender free.

Broker Prem Suhalka in Nylife Securities LLC Firm Has Customer Complaint

June 18, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Prem Suhalka (Suhalka), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Suhalka recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $10,000.00 on April 14, 2026.

Claimant alleges she was not told she would have to pay $10,000 per year in premiums when she established her Variable Universal Life policy. Claimant seeks full surrender of her policy and refund of the $10,000 of premiums paid to date.

There are Recent Customer Complaints with Broker Jaimee Robinson in Firm Nylife Securities LLC

June 17, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jaimee Robinson (Robinson), previously associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Robinson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on May 04, 2026.

The customer alleges that the recommendation to surrender an annuity at another company and purchase a variable annuity in January 2026 resulted in significant surrender charges and the loss of a premium bonus. The customer is requesting a formal review of this transaction, including the suitability of the recommendation, the characterization of the rollover, and the disclosures provided.\, \,

Broker Kelly Decker in Nylife Securities LLC Firm Has Customer Complaint

June 14, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kelly Decker (Decker), currently associated with Nylife Securities LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Decker recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on April 17, 2026.

The Customers allege the recommendation to purchase variable annuities in September 2023 to November 2023 was not appropriate given their situation or objectives.

Broker Mark O’leary in Nylife Securities LLC Firm Has Customer Complaint

June 12, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark O’leary (O’leary), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that O’leary recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $24,140.51 on October 06, 2021.

Claimant alleges that she was misled into purchasing an unsuitable investment in November 2017 and seeks the return of surrender charges, fees and market losses plus punitive damages and attorney fees.