Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nicholas Jr. Canuso (Canuso), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Canuso recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $110,000.00 on July 16, 2020.
Claimant alleges unsuitability in connection with one alternative investment purchase made seven years ago, and requests rescission and other compensatory damages. Activity period: 5/2013 – 6/2020