Morgan Stanley

There are Recent Customer Complaints with Broker Sally Ann Weger in Firm Morgan Stanley

September 8, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Sally Ann Weger (Weger), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Weger recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $400,000.00 on April 28, 2023.

Claimant alleges, inter alia, breach of fiduciary duty with respect to transfer of death designation added to the client’s account.

There are Recent Customer Complaints with Broker Donna Mackay in Firm Morgan Stanley

September 8, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Donna Mackay (Mackay), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Mackay recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $400,000.00 on April 28, 2023.

Claimant alleges, inter alia, breach of fiduciary duty with respect to transfer of death designation added to the client’s account.

There are Recent Customer Complaints with Broker John Friedman in Firm Morgan Stanley

September 8, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Friedman (Friedman), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Friedman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $87,000.00 on May 04, 2023.

Customer alleges unsuitable recommendation regarding managed account investment. Activity dates 4/28/2020 to 5/9/2023.

Broker Neil Lerner in Morgan Stanley Firm Has Customer Complaint

September 8, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Neil Lerner (Lerner), previously associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Lerner recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on November 17, 2023.

Client’s attorney alleges, inter alia, that liquidity access line established by the client’s deceased husband was not appropriate for the client to maintain 2021-2023

There are Recent Customer Complaints with Broker Robert Reckinger in Firm Morgan Stanley

September 4, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Reckinger (Reckinger), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Reckinger recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on July 07, 2025.

December 4th, 2013 to July 3rd, 2025 What were the allegations against the individual? The trustee alleges that as a retiree and layperson, the client's best interest were breached with the recommendation to purchase the investment given the Fund's poor performance and illiquidity which posed a significant risk to her financial security. Further allegations state that advisor (had the obligation as a fiduciary) to clearly explain the risks, including the potential for prolonged lockup periods and the Fund's high-risk allocation strategy.

Broker Helen Rothlein in Morgan Stanley Firm Has Customer Complaint

September 3, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Helen Rothlein (Rothlein), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Rothlein recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $465,000.00 on August 07, 2025.

Claimant alleges unsuitable recommendation and misrepresentation with respect to options investment strategy – Sep 2019 to Apr 2024

There are Recent Customer Complaints with Broker Seth Mason in Firm Morgan Stanley

September 2, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Seth Mason (Mason), previously associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Mason recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on May 18, 2023.

Claimants allege, inter alia, that the investment strategy executed in their account was unsuitable from January 2007 to February 14, 2023.

Broker Alan Greenberg in Morgan Stanley Firm Has Customer Complaint

September 1, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Alan Greenberg (Greenberg), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Greenberg recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $200,000.00 on May 22, 2023.

Claimant alleges, inter alia, unsuitability with respect to investments in his managed accounts from 2021 to 2022

There are Recent Customer Complaints with Broker Linda Schnell in Firm Morgan Stanley

August 30, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Linda Schnell (Schnell), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Schnell recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $330,000.00 on June 08, 2023.

Claimant alleged, inter alia, that the investments strategy executed in the client’s account was unsuitable – 2020-2022

Broker Chris Moyseos in Morgan Stanley Firm Has Customer Complaint

August 29, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Chris Moyseos (Moyseos), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Moyseos recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $585,000.00 on June 22, 2023.

Claimant alleges, inter alia, That the investments strategy executed in the client’s account was unsuitable – 2020-2022