Morgan Stanley

Broker Jeffrey Russell in Morgan Stanley Firm Has Customer Complaint

June 1, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Russell (Russell), previously associated with Morgan Stanley, has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Russell recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on February 20, 2024.

Client alleges, inter alia, that a mutual fund was purchased in their account without their authorization 2021

There are Recent Customer Complaints with Broker Shawn Good in Firm Morgan Stanley

May 25, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Shawn Good (Good), previously associated with Morgan Stanley, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Good recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 22, 2024.

Claimant alleges, inter alia, FA solicited an outside real estate investment opportunity that was not authorized by the Firm. Claimant also alleges that investment in an equity recommendation by the FA was unsuitable from January 2017 through February 2022.

There are Recent Customer Complaints with Broker Max Elson in Firm Morgan Stanley

May 24, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Max Elson (Elson), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Elson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 27, 2024.

Claimants allege, inter alia, that the investments strategy executed in the client’s account was unsuitable – 2021 – 2022

Broker Darryl Cohen in Morgan Stanley Firm Has Customer Complaint

May 22, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Darryl Cohen (Cohen), previously associated with Morgan Stanley, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Cohen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on November 25, 2024.

Client alleged, inter alia, that the investment strategy implemented in his accounts was not in his best interests 2015 – 2021

There are Recent Customer Complaints with Broker Alexander Gorman in Firm Morgan Stanley

May 21, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Alexander Gorman (Gorman), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Gorman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $429,000.00 on March 07, 2025.

Attorney alleges, inter alia, that covered option trading recommended for clients was unsuitable 2019-2023

There are Recent Customer Complaints with Broker Shalom Azar in Firm Morgan Stanley

May 18, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Shalom Azar (Azar), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Azar recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 26, 2025.

Client alleges investment recommended by fa team was unsuitable 2024 damages unspecified

There are Recent Customer Complaints with Broker Alexander Fischman in Firm Morgan Stanley

May 18, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Alexander Fischman (Fischman), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Fischman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 26, 2025.

Client alleges investment recommended by fa team was unsuitable 2024 damages unspecified

There are Recent Customer Complaints with Broker Adetomilola Adeyemo in Firm Morgan Stanley

May 15, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Adetomilola Adeyemo (Adeyemo), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Adeyemo recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on April 07, 2025.

Client alleged that his instructions to enter a limit order were not followed and his share was sold at the market at a price lower than he wanted April 2025

There are Recent Customer Complaints with Broker Brendan Cefalu in Firm Morgan Stanley

May 14, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brendan Cefalu (Cefalu), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Cefalu recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on April 14, 2025.

Claimant alleges, inter alia, that the trade executed in his account was unauthorized – March 2024

Broker Eric Kleiner in Morgan Stanley Firm Has Customer Complaint

May 13, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eric Kleiner (Kleiner), previously associated with Morgan Stanley, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Kleiner recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on April 25, 2025.

Claimant alleged, inter alia, FA recommended outside investment strategy not authorized by the firm – Nov 2020 to March 2025