Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Pak (Pak), currently associated with Citigroup Global Markets INC., has at least one disclosable event. These events include one customer complaint, alleging that Pak recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $200,000.00 on January 26, 2026.
Claimants allege unsuitability, failure to supervise, breach of fiduciary duty, negligence, and breach of contract in connection with losses suffered in March 2022.