Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Calabrese (Calabrese), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Calabrese recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on May 07, 2026.
Customer alleges capital gains taxes were not discussed as part of investment rationale.