Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Maurice Mckinney (Mckinney), previously associated with Concorde Investment Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mckinney recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on July 31, 2020.
Client alleges registered representative recommended unsuitable alternative investments. Client generally alleges unsuitability, misrepresentations, breach of fiduciary duty and negligence.