According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Maurice Mckinney (Mckinney), previously associated with Concorde Investment Services, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Mckinney recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on July 31, 2020.
Client alleges registered representative recommended unsuitable alternative investments. Client generally alleges unsuitability, misrepresentations, breach of fiduciary duty and negligence.
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