Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Starr (Starr), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Starr recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on March 04, 2020.
The client alleges she was not informed that FA was liquidating her annuity. Rather, she believes it was being moved into her EJ account to be managed.