Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Roberti (Roberti), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Roberti recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on June 18, 2024.
The clients alleges the movement of funds was never discussed or approved.