Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Laflamme (Laflamme), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Laflamme recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $55,869.00 on March 29, 2026.
Clients alleged their advisor misrepresented the advisory fees for three (3) Select Separate Accounts since account inception in 2018. In addition, the clients alleged that their previous advisor executed trades in 2023 and 2024 which generated capital gains, which the clients informed the advisor that they expressly wanted to avoid.