Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marcus Mcglasson (Mcglasson), previously associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mcglasson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $75,000.00 on May 08, 2020.
Claimant alleges losses in connection with his investments in two business development companies. Claimant alleges he was misled about the details of the investments and therefore, incurred damages as result of his purchases. Activity period – 11/2013 to 5/2020.