Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marcus Decker (Decker), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Decker recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $250,000.00 on May 19, 2026.
Customer\\u2019s beneficiary alleges that two investments made in 2014 were not consistent for the customer’s investment objectives and risk tolerance.