LPL Financial LLC

There are Recent Customer Complaints with Broker Francisco Gomez in Firm LPL Financial LLC

October 30, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Francisco Gomez (Gomez), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Gomez recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $395,869.90 on September 15, 2025.

Sold annuities in 2020 without disclosing all material terms. Client also provided loans below market rates to entities allegedly affiliated with advisor.

Broker David Jerke in LPL Financial LLC Firm Has Customer Complaint

October 30, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Jerke (Jerke), previously associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Jerke recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on September 12, 2025.

The client alleges the advisor offered (selling-away) and the client agreed to an off-platform cryptocurrency investment 11/1/2024-9/26/25

Broker Jeremiah Vickery in LPL Financial LLC Firm Has Customer Complaint

October 29, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeremiah Vickery (Vickery), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Vickery recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on September 22, 2025.

In or around 2014, the complainant alleges that she was advised to cash out two inherited 401k plans early, which caused her to incur penalties, in order to purchase a life insurance policy whose value is now depleted.

There are Recent Customer Complaints with Broker William Tunink in Firm LPL Financial LLC

October 27, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Tunink (Tunink), previously associated with LPL Financial LLC, has at least 4 disclosable events. These events include 4 customer complaints, alleging that Tunink recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $91,800.00 on October 06, 2025.

Advisor borrowed funds from customer for investment opportunity away from the Firm.

Broker Todd Juenger in LPL Financial LLC Firm Has Customer Complaint

October 27, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Todd Juenger (Juenger), previously associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Juenger recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $42,275.00 on October 02, 2025.

Advisor took loan from customer without firm approval.

There are Recent Customer Complaints with Broker Jason Rossi in Firm LPL Financial LLC

October 24, 2025 | by Staff Attorney

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Jason Rossi (Rossi), currently associated with LPL Financial LLC, has been subject to at least one disclosable event. These events include one customer complaint. Several of those complaints against Rossi concern allegations of high frequency trading activity also referred to as churning or excessive trading among other securities laws violations.

FINRA BrokerCheck shows a final customer complaint with a damage request of $203,007.00 on December 15, 2022.

Time frame: November 2019 – December 2021. Claimant alleges suitability, churning, breach of fiduciary duty, breach of contract, unauthorized trading, negligence, misrepresentation, omission of material facts

There are Recent Customer Complaints with Broker Larry Burton in Firm LPL Financial LLC

October 24, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Larry Burton (Burton), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Burton recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $130,000.00 on December 15, 2022.

Unsuitability; Negligence

There are Recent Customer Complaints with Broker Richard Lepine in Firm LPL Financial LLC

October 24, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Lepine (Lepine), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lepine recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on December 15, 2022.

Client alleges advisor failed to advise her that a variable life insurance policy ensuring her father would lapse when her father turned 100.

Broker Danielle Scodellaro in LPL Financial LLC Firm Has Customer Complaint

October 23, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Danielle Scodellaro (Scodellaro), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Scodellaro recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $233,512.83 on December 21, 2022.

The customer alleged the variable annuity contract was misrepresented, and sought to have it rescinded. 2/24/2023 – following a secondary review, the firm concluded that its representative, Ms. Scodellaro, did not make any misrepresentation to the customer. Nonetheless because the customer apparently did not fully understand the product, the firm determined that a settlement for the difference between the current contract value and the original principal investment was appropriate and in the interests of the customer.

Broker Timothy Doering in LPL Financial LLC Firm Has Customer Complaint

October 23, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Timothy Doering (Doering), previously associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Doering recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on December 21, 2022.

Customer alleges representative failed to execute a sell order timely, which led to a decline of his account’s value. Activity period: January through April 2022.