LPL Financial LLC

Broker Jeffrey Cleckner in LPL Financial LLC Firm Has Customer Complaint

May 11, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Cleckner (Cleckner), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Cleckner recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $125,000.00 on April 20, 2020.

The firm received a FINRA notification of a customer complaint from [REDACTED] alleging the RR made four unauthorized withdrawals from her rollover IRA between 3/17/15 and 3/9/17 by forging her signature on one form and submitting three other forms that did not include her signature.

Broker James Booth in LPL Financial LLC Firm Has Customer Complaint

May 11, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Booth (Booth), previously associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Booth recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on April 20, 2020.

Clients allege misappropriated funds.

There are Recent Customer Complaints with Broker Scott Doll in Firm LPL Financial LLC

May 9, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Doll (Doll), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Doll recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on May 01, 2020.

Customer alleges unauthorized trading in two accounts. Activity period: March 13 – 18, 2020.

There are Recent Customer Complaints with Broker Robert Berry in Firm LPL Financial LLC

May 8, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Berry (Berry), previously associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Berry recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $112,000.00 on May 07, 2020.

Client alleges failure to follow instructions related to disbursement and poor service.

Broker Marcus Mcglasson in LPL Financial LLC Firm Has Customer Complaint

May 7, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marcus Mcglasson (Mcglasson), previously associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mcglasson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $75,000.00 on May 08, 2020.

Claimant alleges losses in connection with his investments in two business development companies. Claimant alleges he was misled about the details of the investments and therefore, incurred damages as result of his purchases. Activity period – 11/2013 to 5/2020.

There are Recent Customer Complaints with Broker Christopher Hargis in Firm LPL Financial LLC

May 7, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Hargis (Hargis), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hargis recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $6,783.00 on May 14, 2020.

Customer alleges failure to follow instruction to move to cash. Time period of claim: 11/6/2009 to 5/14/2020

Broker David Lex in LPL Financial LLC Firm Has Customer Complaint

May 7, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Lex (Lex), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lex recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $110,000.00 on May 12, 2020.

The customer alleges alleges unsuitability, failure to follow instructions, and misrepresentation in connection with a Unit Investment Trust.

Broker Edwin Egger in LPL Financial LLC Firm Has Customer Complaint

May 6, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Edwin Egger (Egger), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Egger recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on May 16, 2020.

Customer alleged that investment in etf’s was based on inaccurate and misleading information, that losses of over $18,000 had resulted, and requested reimbursement. Activity period – 11/15/19 to 4/6/20.

There are Recent Customer Complaints with Broker John Stubbs in Firm LPL Financial LLC

May 6, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Stubbs (Stubbs), previously associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Stubbs recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $16,000.00 on May 18, 2020.

Customer alleges unsuitable recommendation of advisory account and seeks reimbursement of fees.

Broker Maryanne Bessler in LPL Financial LLC Firm Has Customer Complaint

May 5, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Maryanne Bessler (Bessler), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Bessler recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $158,086.56 on May 19, 2020.

Claimant alleges respondent recommended that her late husband invest in certain alterntaive investments and variable annuities which were unsuitable for his investment profile. Claimant alleges that lpl failed to adequately supervise its registered representative who recommended the investments, thereby causing her and her family monetary damages. Activity period – July 2014 to May 2020.