Articles Tagged with Joseph Lauzon

There are Recent Customer Complaints with Broker Joseph Lauzon in Firm LPL Financial LLC

April 6, 2026 | by Staff Attorney

The law offices of Gana Weinstein LLP are currently investigating claims that Broker Joseph Lauzon (Lauzon) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Lauzon was employed by LPL Financial LLC at the time of the activity. If you have been a victim of Lauzon’s alleged misconduct our firm may be able to assist you in recovering funds.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $165,000.00 on February 04, 2026.

Allegations of misappropriation and unauthorized disbursements from a client account

Broker Joseph Lauzon in LPL Financial LLC Firm Has Customer Complaint

April 17, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Lauzon (Lauzon), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lauzon recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $538,250.00 on February 12, 2025.

Brother alleges advisor, who is his brother, fraudently transferred funds from their father’s IRA account.\, 11/17/24 – 12/12/25