Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Leta Davis (Davis), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Davis recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $25,000.00 on May 11, 2026.
Client alleged that he was given incorrect investment advice when he was advised that he did not qualify for preferred certificates of deposits offered by morgan stanley which led to him investing in a fee based managed account and missing out on the preferred interest he could have earned. 2025-2026