Securities Lawyers Blog
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that Broker Justin Sheik (Sheik), currently employed by First Citizens Investor Services, INC. has been subject to at least one disclosable event. These events include one customer complaint. According to records kept by The Financial Industry Regulatory Authority (FINRA), Sheik’s most recent customer complaint alleges that Sheik recommended unsuitable investments in structured products and makes allegations concerning misconduct relating to the handling of the customer’s accounts.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $13,700.00 on February 27, 2026.
Client alleges poor recommendation/poor advice regarding Structured Capital Strategies Plus 21 Series B investment. Activity dates 02/17/2026-02/17/2026