Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joshua Ureke (Ureke), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Ureke recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $20,000.00 on March 31, 2020.
The client alleges the financial advisor failed to follow instruction and move his account to cash before the account transferred out of the firm.