Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph D’amore (D’amore), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that D’amore recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on May 04, 2026.
It is alleged that in or around June/July of 2024, the rep recommended that the complainant liquidate her existing variable annuity based on information that May have been misrepresented, causing her to forfeit its guaranteed income benefit with a 6% income stream in favor of establishing a non-guaranteed investment portfolio with ongoing fees, expenses and annual taxation.