Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jordan Samelson (Samelson), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Samelson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on March 30, 2020.
Claimant alleges that on or about December 2019, unauthorized trades were placed.\<char_lb_r>\, \<char_lb_r>\, \<char_lb_r>\, \<char_lb_r>\, \<char_lb_r>\, \<char_lb_r>\, \<char_lb_r>\, 04/01/2020 \<char_lb_r>\, \<char_lb_r>\, DRP \<char_lb_r>\, \<char_lb_r>\, \<char_lb_r>\, \<char_lb_r>\, Jordan Samelson (CRD 2984356): Claimant alleges that on or about December 2019, unauthorized trades were placed.