Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jonathan Hermelbracht (Hermelbracht), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Hermelbracht recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on March 11, 2020.
The client alleges he was told trades to rebalance his account would be placed on March 9 and instead they executed on March 10, 2020