Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Lamont (Lamont), currently associated with David Lerner Associates, INC., has at least one disclosable event. These events include one customer complaint, alleging that Lamont recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on April 09, 2026.
Unsuitability, misrepresentation/omission Allegation period: 10/23/2015 the date of the first purchase of Energy 11 to April 9, 2026 the date the SOC was received.