David Lerner Associates

There are Recent Customer Complaints with Broker Dana Stellato in Firm David Lerner Associates, INC.

July 24, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Dana Stellato (Stellato), currently associated with David Lerner Associates, INC., has at least one disclosable event. These events include one customer complaint, alleging that Stellato recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $11,927.68 on March 26, 2020.

Failure to follow instructions.

There are Recent Customer Complaints with Broker David Crawford in Firm David Lerner Associates, INC.

July 8, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Crawford (Crawford), previously associated with David Lerner Associates, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Crawford recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a award / judgment customer complaint with a damage request of $15,808.18 on July 16, 2020.

Crawford was a subject of the customer’s complaint against his member firm and/or other named respondent(s) that asserted the following causes of action: failure to timely execute sale; and breach of fiduciary duty. The causes of action relate to sale of Lord Abbett mutual fund.

Broker Dan Vismor in David Lerner Associates, INC. Firm Has Customer Complaint

June 5, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Dan Vismor (Vismor), previously associated with David Lerner Associates, INC., has at least one disclosable event. These events include one customer complaint, alleging that Vismor recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $200,000.00 on February 25, 2026.

Unsuitability, misrepresentation and omission and breach of fiduciary duty. Allegation period: April 25, 2018, the date of the first purchase of E12 to February 25, 2026 the date the SOC was received.

There are Recent Customer Complaints with Broker Daniel Lerner in Firm David Lerner Associates, INC.

June 1, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Daniel Lerner (Lerner), currently associated with David Lerner Associates, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Lerner recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $380,000.00 on April 14, 2026.

Unsuitability

Broker John Lamont in David Lerner Associates, INC. Firm Has Customer Complaint

May 13, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Lamont (Lamont), currently associated with David Lerner Associates, INC., has at least one disclosable event. These events include one customer complaint, alleging that Lamont recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on April 09, 2026.

Unsuitability, misrepresentation/omission Allegation period: 10/23/2015 the date of the first purchase of Energy 11 to April 9, 2026 the date the SOC was received.

Broker Rafael Klein in David Lerner Associates, INC. Firm Has Customer Complaint

May 12, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Rafael Klein (Klein), currently associated with David Lerner Associates, INC., has at least one disclosable event. These events include one customer complaint, alleging that Klein recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,001.00 on April 13, 2026.

Unsuitability, misrepresentations and breach of fiduciary duty. \, \, Allegation period: 4/19/2016 the date of the first purchase of Energy 11 to April 13, 2026 the date the SOC was received.

There are Recent Customer Complaints with Broker David Crawford in Firm David Lerner Associates, INC.

April 28, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Crawford (Crawford), previously associated with David Lerner Associates, INC., has at least one disclosable event. These events include one customer complaint, alleging that Crawford recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a award / judgment customer complaint with a damage request of $15,808.18 on July 16, 2020.

Crawford was a subject of the customer’s complaint against his member firm and/or other named respondent(s) that asserted the following causes of action: failure to timely execute sale; and breach of fiduciary duty. The causes of action relate to sale of Lord Abbett mutual fund.

Broker Scott Ente in David Lerner Associates, INC. Firm Has Customer Complaint

April 20, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Ente (Ente), currently associated with David Lerner Associates, INC., has at least one disclosable event. These events include one customer complaint, alleging that Ente recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $500,000.00 on December 08, 2020.

Omission/misrepresentation in connection with hold recommendation of Puerto Rico Bonds.

There are Recent Customer Complaints with Broker Anthony Meere in Firm David Lerner Associates, INC.

April 20, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Anthony Meere (Meere), previously associated with David Lerner Associates, INC., has at least one disclosable event. These events include one customer complaint, alleging that Meere recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $500,000.00 on December 08, 2020.

Omission/misrepresentation in connection with hold recommendation of Puerto Rico Bonds.

There are Recent Customer Complaints with Broker Martin Walcoe in Firm David Lerner Associates, INC.

April 18, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Martin Walcoe (Walcoe), currently associated with David Lerner Associates, INC., has at least one disclosable event. These events include one customer complaint, alleging that Walcoe recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on January 04, 2021.

Unsuitability, misrepresentation/omission, breach of fiduciary duty \\u00e2? “E11, E12, SOAEX