Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Desselle (Desselle), currently associated with the Leaders Group, INC., has at least one disclosable event. These events include one customer complaint, alleging that Desselle recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $30,085.00 on July 17, 2023.
The Complainant alleges that the representative failed to disclose to the Complaintant that a transaction would result in a taxable event.