Securities Lawyers Blog
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Jeffrey Cadan (Cadan), previously associated with Morgan Stanley, has been subject to at least 3 disclosable events. These events include 3 customer complaints. Several of those complaints against Cadan concern allegations of high frequency trading activity also referred to as churning or excessive trading among other securities laws violations.
FINRA BrokerCheck shows a settled customer complaint on July 02, 2020.
Claimants allege, inter alia, Excessive trading with respect to investments – July 2014 to December 2016