Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Buk (Buk), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Buk recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on April 27, 2026.
Client claims Financial Advisor purchased securities without the client’s consent six years ago, resulting in market loss and Contingent Deferred Sales Charges (CDSC) when securities were sold. (3/3/2020 – 4/27/2026)