Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jean-pierre Gobic (Gobic), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Gobic recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on November 01, 2024.
Claimants alleges violations of reg bi and misrepresentation with respect to alternative investment strategy – 2021 to 2023