Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jawed Aslam (Aslam), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Aslam recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $234,171.07 on April 30, 2026.
The complainant alleges that the VUL that was sold to her in 2010 was misrepresented by the rep, that the illustrations were physically altered and that there was an unauthorized collection of signed blank checks to make premium payments. It is alleged that 15 years of market opportunity was lost.