Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Kelley (Kelley), currently associated with First Citizens Investor Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Kelley recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $41,000.00 on April 23, 2026.
Customer alleges registered representative failed to follow instructions regarding investment and that their signature on account documentation was not authentic. Activity dates 10/1/2025-04/07/2026