Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jarrod Bulleit (Bulleit), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Bulleit recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $23,451.00 on April 22, 2026.
Attorney representing the client alleges the client took distributions from her Roth IRA which resulted in an unanticipated tax bill. Attorney alleges the FA failed to advise her of the tax implications of the withdrawals.