Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Benson (Benson), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Benson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on November 26, 2025.
Customer alleges unsuitability of a variable annuity sold in 2025 by the Financial Professional.