Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Harry Beadell (Beadell), previously associated with Davenport & Company LLC, has at least one disclosable event. These events include one customer complaint, alleging that Beadell recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on December 17, 2025.
In December 2024, client requested funds be raised in a tax efficient manner in multiple accounts to cover the tax liability associated with a September 2024 ROTH IRA conversion. In December 2025, client expressed orally that he was upset with the capital gains incurred related to the raising of funds in 2024.