Articles Tagged with Davenport & Company LLC

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Harry Beadell (Beadell), previously associated with Davenport & Company LLC, has at least one disclosable event. These events include one customer complaint, alleging that Beadell recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on December 17, 2025.

In December 2024, client requested funds be raised in a tax efficient manner in multiple accounts to cover the tax liability associated with a September 2024 ROTH IRA conversion. In December 2025, client expressed orally that he was upset with the capital gains incurred related to the raising of funds in 2024.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Daniel Fair (Fair), previously associated with Davenport & Company LLC, has at least one disclosable event. These events include one customer complaint, alleging that Fair recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $670,000.00 on February 22, 2021.

Client alleges unsuitable and non-diversified investments during the period 2014 to 2016.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Alford (Alford), currently associated with Davenport & Company LLC, has at least one disclosable event. These events include one customer complaint, alleging that Alford recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $94,355.00 on September 01, 2022.

Client alleges unauthorized use of margin and unauthorized trading in a managed account.

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Ted Oliver (Oliver), previously associated with Davenport & Company LLC, has been subject to at least one disclosable event. These events include one customer complaint. Several of those complaints against OliverĀ  concern allegations of high frequency trading activity also referred to as churning or excessive trading among other securities laws violations.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $120,000.00 on August 02, 2023.

Reverse churning and over concentration. Beginning in October 2021.

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