Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Harrison Fisher (Fisher), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Fisher recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on March 17, 2026.
Client claims Financial Advisor reallocated positions without authorization, causing taxes on capital gains and losses on purchased securities. (10/08/2025 – 3/17/2026)