Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker George Jameson (Jameson), previously associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Jameson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on December 03, 2020.
Client alleged that advisor did not implement dollar cost averaging strategy in discretionary account per client’s instruction provided in May 2020