Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gary Cecchett (Cecchett), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Cecchett recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on May 28, 2020.
Client verbally alleged misrepresentation with respect to mutual fund investment – March 2020.