Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Elias Reyna (Reyna), currently associated with Centaurus Financial, Inc., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Reyna recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $37,710.00 on November 18, 2024.
The customer alleges that in 2023, the Registered Representative purchased an investment in claimant’s IRA account without authorization and contrary to his investment goals.