Edward Jones

Broker Arnetta Tolley in Edward Jones Firm Has Customer Complaint

September 18, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Arnetta Tolley (Tolley), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Tolley recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $8,000.00 on February 27, 2023.

Client alleges the financial advisor did not indicate there were any tax issues related to a 529 plan account withdrawal.

Broker Travis Castleberry in Edward Jones Firm Has Customer Complaint

September 17, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Travis Castleberry (Castleberry), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Castleberry recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on March 07, 2023.

Claimant, as Administrator of the deceased Client’s Estate, alleges that on or about March 27, 2018, Edward Jones and the registered representative effectuated a beneficiary change from the Estate to a third party when the now deceased client was not [REDACTED] competent at the time of the change.

There are Recent Customer Complaints with Broker Daniel Richburg in Firm Edward Jones

September 16, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Daniel Richburg (Richburg), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Richburg recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 14, 2023.

Client alleges he suffered market loss for two equities that were not liquidated at the time of his request.

There are Recent Customer Complaints with Broker Donald Osten in Firm Edward Jones

September 14, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Donald Osten (Osten), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Osten recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $400,000.00 on March 28, 2023.

Claimant alleges that from 2019 to 2021, Defendants did not take adequate steps to stop transfers authorized by Claimant to an online scammer.

There are Recent Customer Complaints with Broker Amy Tucker in Firm Edward Jones

September 13, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Amy Tucker (Tucker), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Tucker recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $10,000.01 on March 30, 2023.

Claimant alleges misrepresentation and other claims relating to the purchase of Lord Abbett Funds on or about March 15, 2022.

Broker Zwi Pechthalt in Edward Jones Firm Has Customer Complaint

September 4, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Zwi Pechthalt (Pechthalt), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Pechthalt recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on July 15, 2025.

The client alleges the financial advisor invested in a marijuana company against the client’s goals and preferences.

Broker Roman Anaya in Edward Jones Firm Has Customer Complaint

September 2, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Roman Anaya (Anaya), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Anaya recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on May 19, 2023.

The client alleges the financial advisor placed various unauthorized trades in his account. Additionally, the client alleges the financial advisor was to invest approximately $10,000.00 in Google and only invested $2,000.00.

There are Recent Customer Complaints with Broker Jordan Gibson in Firm Edward Jones

September 2, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jordan Gibson (Gibson), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Gibson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on May 17, 2023.

The client’s POA alleges that the financial advisor misrepresented the Death Benefit payout on the client’s variable annuity.

Broker Jeffrey Meyer in Edward Jones Firm Has Customer Complaint

September 1, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Meyer (Meyer), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Meyer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on May 26, 2023.

Claimants are the trustee and beneficiary of the client’s irrevocable trust. Claimants allege Respondents executed securities transactions and sent funds to the client without the authorization of the trustee purportedly preventing the client from qualifying for Medicaid benefits.

Broker Marshall Parsons in Edward Jones Firm Has Customer Complaint

August 31, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marshall Parsons (Parsons), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Parsons recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $40,862.50 on June 07, 2023.

Client alleged she personally loaned her former financial advisor $35,000 while he was employed as her financial advisor. Client stated she has not received any repayment on loan to date and requests reimbursement for this unauthorized loan arrangement.