Edward Jones

There are Recent Customer Complaints with Broker Dawn Nelson in Firm Edward Jones

November 17, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Dawn Nelson (Nelson), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Nelson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $52,000.00 on May 31, 2022.

The client alleges the financial advisor did not inform her of the potential tax implications of transferring funds to her Edward Jones account. The clients allege the financial advisor’s recommendation to transfer the funds to the Edward Jones account, and the subsequent liquidation of Ameritrade assets and purchase of new assets in the Edward Jones account were not in her best interests. The clients allege the financial advisor and Edward Jones failed to follow instructions to minimize tax implications.

There are Recent Customer Complaints with Broker Geraldine Polvino in Firm Edward Jones

November 17, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Geraldine Polvino (Polvino), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Polvino recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $52,000.00 on May 31, 2022.

The client alleges the financial advisor did not inform her of the potential tax implications of transferring funds to her Edward Jones account. The clients allege the financial advisor’s recommendation to transfer the funds to the Edward Jones account, and the subsequent liquidation of Ameritrade assets and purchase of new assets in the Edward Jones account were not in her best interests. The clients allege the financial advisor and Edward Jones failed to follow instructions to minimize tax implications.

There are Recent Customer Complaints with Broker Robert Sitton in Firm Edward Jones

November 15, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Sitton (Sitton), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Sitton recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on June 13, 2022.

The client alleges that the financial advisor did not place sell limit orders on June 7, 2022 for CVX and LNG.

Broker Jeffrey Scott in Edward Jones Firm Has Customer Complaint

November 14, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Scott (Scott), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Scott recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on June 27, 2022.

Client alleges FA misrepresented the call date of two corporate bonds and promised/guaranteed the bonds would be called in June 2022 and they were not called.

Broker Cheryl Dial in Edward Jones Firm Has Customer Complaint

November 14, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Cheryl Dial (Dial), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Dial recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $32,185.62 on June 24, 2022.

Client alleges FA misrepresented the investment risk of a mutual fund which resulted in market loss to the client.

Broker Shawn Johnson in Edward Jones Firm Has Customer Complaint

November 13, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Shawn Johnson (Johnson), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Johnson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $15,000.00 on July 01, 2022.

Client alleged she was misled when opening account and purchasing mutual funds.

Broker George Schwing in Edward Jones Firm Has Customer Complaint

November 13, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker George Schwing (Schwing), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Schwing recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $108,963.45 on July 06, 2022.

The Claimant, via Power of Attorney for Usufructuary, contends Edward Jones was negligent in the opening of two accounts on behalf of the usufructuary parties, failed to disclose facts related to the accounts, and conducted unauthorized trades, which trigged tax liability and blocked access to funds. Relevant period February 25, 2021 through July 5, 2022.

Broker Keith Weik in Edward Jones Firm Has Customer Complaint

November 12, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Keith Weik (Weik), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Weik recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on July 15, 2022.

The client alleges the financial advisor failed to follow instructions to liquidate accounts.

Broker Jenifer Sutton in Edward Jones Firm Has Customer Complaint

November 12, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jenifer Sutton (Sutton), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Sutton recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on July 12, 2022.

The client alleges she purchased CDs in 2021 because the FA told her she would not have to pay any penalties to sell the CDs due to her age.

There are Recent Customer Complaints with Broker Darwin Pressley in Firm Edward Jones

November 10, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Darwin Pressley (Pressley), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Pressley recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $332,353.32 on August 02, 2022.

Claimant, individually and in her capacity as Executrix of deceased client’s Estate, alleges through various causes of action, that Edward Jones permitted the wrongful transfer of funds to Claimant’s brother from her deceased mother’s Edward Jones account. Claimant questions the mother’s capacity to give instructions for such transfers and likewise challenges the validity and approval of the power of attorney.