Articles Tagged with Edward Jones

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Martin (Martin), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Martin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,000.00 on October 24, 2022.

The client alleges that the financial advisor did not follow their instructions to not invest certain funds in their account.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Paul Alwine (Alwine), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Alwine recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $10,910.51 on October 19, 2022.

The client alleges an unauthorized purchase of a premium priced CD.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Perez (Perez), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Perez recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $7,000.00 on October 25, 2022.

The client alleges the financial advisor mispresented that his original investment in LANSX will always be there and behaved exactly like a municipal bond.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marvin June (June), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that June recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $89,250.04 on November 01, 2022.

Plaintiff alleges he is a victim of identity theft, such that in June and July 2022 unauthorized individuals were allowed to access Plaintiff’s account and direct Defendants to sell funds and transfer monies from Plaintiff’s accounts without authorization from the Plaintiff.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Angel Nunez (Nunez), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Nunez recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on November 16, 2022.

Client alleges FA suggested and had her invest in securities that were not appropriate for her based on her stated risk tolerance and circumstances.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Logan Smith (Smith), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Smith recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on November 21, 2022.

Client alleges he was authorized to give trade instructions on his late wife’s account, and, thus the financial advisor should have liquidated assets per his request. He additionally alleges market loss.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brian Bedford (Bedford), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Bedford recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $17,000.00 on December 06, 2022.

The client alleges that the financial advisor did not adequately describe the mutual fund purchased on August 21, 2021.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Daniel Terry (Terry), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Terry recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $14,865.80 on February 06, 2023.

Clients allege they had requested for their accounts to transfer outside of Edward Jones with only non-transferrable assets being liquidated. Clients further allege everything was liquidated prior to transfer.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Hembling (Hembling), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Hembling recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on February 09, 2023.

Client alleges she instructed the financial advisor to put stop losses on her stock and he failed to do so.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joshua Nix (Nix), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Nix recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on February 21, 2023.

Client alleges FA liquidated her account without her authorization.

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