Edward Jones

There are Recent Customer Complaints with Broker Christopher Hoffman in Firm Edward Jones

May 15, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Hoffman (Hoffman), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Hoffman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on April 08, 2025.

Client alleges he instructed the Financial Advisor to liquidate his assets on April 3, 2025, and they were not sold until April 7, 2025.

Broker Misty Ambrose in Edward Jones Firm Has Customer Complaint

May 15, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Misty Ambrose (Ambrose), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Ambrose recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on April 05, 2025.

Client alleges financial advisor misrepresented UMA program.

There are Recent Customer Complaints with Broker Matthew Beggs in Firm Edward Jones

May 10, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Beggs (Beggs), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Beggs recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $11,109.00 on April 16, 2024.

Client alleges the financial advisor and Edward Jones did not act in the best interest of the client regarding a converted investment that resulted in capital gains tax.

Broker Philip George in Edward Jones Firm Has Customer Complaint

May 4, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Philip George (George), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that George recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $185,802.83 on May 10, 2024.

The client alleges the variable life insurance policy underperformed and she was unaware of the risks associated with this product.

Broker Reuben Brown in Edward Jones Firm Has Customer Complaint

April 28, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Reuben Brown (Brown), previously associated with Edward Jones, has at least 3 disclosable events. These events include 2 customer complaints, one regulatory event, alleging that Brown recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $130,000.00 on June 12, 2024.

Claimants allege that in 2021, registered representative presented an investment opportunity called Clover Capital that was, according to registered representative, short term and risk free. Claimants assert Clover Capital was a sham, created by registered representative to swindle money from his clients.

There are Recent Customer Complaints with Broker Mark Roberti in Firm Edward Jones

April 27, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Roberti (Roberti), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Roberti recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on June 18, 2024.

The clients alleges the movement of funds was never discussed or approved.

Broker Bryan Everett Anderson in Edward Jones Firm Has Customer Complaint

April 27, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bryan Everett Anderson (Anderson), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Anderson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $11,625.93 on June 17, 2024.

The client alleges the Financial Advisor took out a margin loan without authorization.

Broker Marc Cobb in Edward Jones Firm Has Customer Complaint

April 19, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marc Cobb (Cobb), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Cobb recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $200,000.00 on December 06, 2024.

The client alleges that they were not given all the options available on the VL policy.

There are Recent Customer Complaints with Broker Jerry Newman in Firm Edward Jones

April 18, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jerry Newman (Newman), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Newman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $18,701.18 on December 16, 2024.

The client alleges the FA failed to follow his instructions to invest deposited funds on 7/9/2024.

Broker Kevin Barth in Edward Jones Firm Has Customer Complaint

April 17, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kevin Barth (Barth), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Barth recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on February 13, 2025.

The client alleges unauthorized trades resulting in tax consequences.