Articles Tagged with Edward Jones

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Mcilvoy (Mcilvoy), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Mcilvoy recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $14,332.82 on January 13, 2022.

The client alleges that the financial advisor sold shares of T and purchased shares of AZNAX on 11/23/2021 without his authorization.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Samvel Shakhramanov (Shakhramanov), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Shakhramanov recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on January 26, 2022.

Client alleges consent was not given for trades placed in her account when the funds came in and was unaware this would occur once the funds arrived in the account.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ryan Kirkpatrick (Kirkpatrick), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Kirkpatrick recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on January 26, 2022.

The client alleges the financial advisor misrepresented there would be no tax consequences for liquidating U.S. Series EE savings bonds.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jordan Micklow (Micklow), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Micklow recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $15,000.00 on February 08, 2022.

The client alleges the financial advisor misrepresented tax implications on withdrawals taken from a variable annuity.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Curtis Miller (Miller), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Miller recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on February 18, 2022.

The client alleges the advice the financial advisor gave to surrender two variable annuities has caused unexpected tax implications and was not in her best interest.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tyler Swank (Swank), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Swank recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 07, 2022.

Client alleges FA failed to follow instructions to liquidate his accounts which resulted in market loss to the client.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Daniel Watkins (Watkins), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Watkins recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 02, 2022.

The client alleges the financial advisor did not adequately disclose the tax consequences associated with the August 2021 rebalancing of her account.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kyle Robinson (Robinson), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Robinson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $20,000.00 on March 03, 2022.

Client alleges financial advisor failed to explain the potential tax consequences of a Roth conversion.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kelley Foust (Foust), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Foust recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $40,359.62 on March 09, 2022.

The client alleges the financial advisor purchased shares of PYPL, FB and TWLO in an incorrect account. The client states if he had realized what account the stocks were being purchased in, he would have never agreed to the purchases.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Krueger (Krueger), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Krueger recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 17, 2022.

Client alleges financial advisor failed to explain the potential tax consequences associated with a mutual fund exchange.

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