Edward Jones

Broker Curtis Miller in Edward Jones Firm Has Customer Complaint

December 7, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Curtis Miller (Miller), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Miller recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on February 18, 2022.

The client alleges the advice the financial advisor gave to surrender two variable annuities has caused unexpected tax implications and was not in her best interest.

Broker Tyler Swank in Edward Jones Firm Has Customer Complaint

December 5, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tyler Swank (Swank), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Swank recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 07, 2022.

Client alleges FA failed to follow instructions to liquidate his accounts which resulted in market loss to the client.

Broker Daniel Watkins in Edward Jones Firm Has Customer Complaint

December 5, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Daniel Watkins (Watkins), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Watkins recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 02, 2022.

The client alleges the financial advisor did not adequately disclose the tax consequences associated with the August 2021 rebalancing of her account.

There are Recent Customer Complaints with Broker Kyle Robinson in Firm Edward Jones

December 5, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kyle Robinson (Robinson), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Robinson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $20,000.00 on March 03, 2022.

Client alleges financial advisor failed to explain the potential tax consequences of a Roth conversion.

There are Recent Customer Complaints with Broker Kelley Foust in Firm Edward Jones

December 5, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kelley Foust (Foust), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Foust recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $40,359.62 on March 09, 2022.

The client alleges the financial advisor purchased shares of PYPL, FB and TWLO in an incorrect account. The client states if he had realized what account the stocks were being purchased in, he would have never agreed to the purchases.

Broker Thomas Krueger in Edward Jones Firm Has Customer Complaint

December 4, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Krueger (Krueger), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Krueger recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 17, 2022.

Client alleges financial advisor failed to explain the potential tax consequences associated with a mutual fund exchange.

Broker Melinda Hannah in Edward Jones Firm Has Customer Complaint

December 3, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Melinda Hannah (Hannah), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Hannah recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $80,000.00 on March 22, 2022.

Client alleges he lost money after the financial advisor recommended moving funds from cash to bonds as a safe investment.

There are Recent Customer Complaints with Broker James Brown in Firm Edward Jones

December 3, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Brown (Brown), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Brown recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $12,185.00 on March 21, 2022.

The client alleges they were told they could roll the Inherited IRA distribution back within 60 days.

There are Recent Customer Complaints with Broker Brent Glogau in Firm Edward Jones

December 1, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brent Glogau (Glogau), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Glogau recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $40,000.00 on April 02, 2022.

The client alleges the financial advisor invested his account in the market without the client’s authorization.

Broker Patrick Cross in Edward Jones Firm Has Customer Complaint

November 29, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Patrick Cross (Cross), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Cross recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $8,993.00 on April 14, 2022.

The client alleges the financial advisor placed unauthorized trades resulting in capital gain taxes and the inability for the client to continue using a loss carryforward in consequent years.