Articles Tagged with Edward Jones

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Daryle Coppedge (Coppedge), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Coppedge recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $18,000.00 on August 10, 2021.

The client alleges his financial advisor advised him improperly in October 2020 which resulted in him owing $18,000 in taxes.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jerome Dewane (Dewane), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Dewane recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on August 19, 2021.

Client alleges the financial advisor did not invest $100,000.00 into moderate risk mutual funds as agreed to in March 2020. The client also alleges that an automatic withdrawal of $10,000.00 a month from her savings account was not completed.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Logan Eitel (Eitel), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Eitel recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $10,000.00 on September 17, 2021.

The client alleges the financial advisor gave her incorrect information regarding the ability to do a 60-day rollover with funds distributed from an inherited IRA account, and the client alleges she has $10,000 in unexpected tax implications as a result.e has $10,000 in unexpected tax implications as a result.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Junis (Junis), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Junis recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $10,000.00 on September 15, 2021.

He client alleges had she been informed of the large tax implication and loss of dividend income she would not have sold her investments in March of 2020.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Erik Jolliff (Jolliff), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Jolliff recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on October 21, 2021.

Client alleges he incurred unintended tax consequences after following the Financial Advisor’s advice in contributing to a SEP IRA and Roth IRA.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Andrew Hall (Hall), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Hall recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on October 25, 2021.

Claimants assert various claims relating to alleged unsuitable purchases of municipal bonds, certificates of deposit, and a real estate investment trust in 2013 and 2014.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Bowdish (Bowdish), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Bowdish recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $1,000,000.00 on October 20, 2021.

Plaintiffs allege that during the time period of December 5, 2017, Defendants failed to make timely life insurance premiums and therefore allowed the policy to lapse.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Davis (Davis), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Davis recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $300,000.00 on October 21, 2021.

Client alleges financial advisor failed to follow her instructions to liquidate her account. Client further alleges financial advisor misrepresented potential tax implications of liquidating the account.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Harvey (Harvey), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Harvey recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on November 05, 2021.

The client alleges the financial advisor failed to follow instructions and place trades.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Charles Ingle (Ingle), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Ingle recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $48,000.00 on November 08, 2021.

The client alleges the financial advisor failed to follow his instructions regarding the dollar amount of mutual funds to be sold in his account.

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