Edward Jones

There are Recent Customer Complaints with Broker Tara Rotfeld in Firm Edward Jones

March 17, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tara Rotfeld (Rotfeld), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Rotfeld recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a award / judgment customer complaint with a damage request of $21,572.00 on December 09, 2020.

Tara Leigh Rotfeld was a subject of the customer’s complaint against her member firm that asserted the following causes of action: negligence, negligent misrepresentation, and unsuitability. The causes of action related to Claimant’s allegation that the recommendation to transfer funds from their American Fund investments to other American Funds investments was negligent and unsuitable.

There are Recent Customer Complaints with Broker Jonathan Strandlie in Firm Edward Jones

March 16, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jonathan Strandlie (Strandlie), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Strandlie recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $20,500.00 on December 17, 2020.

The client alleges the FA misrepresented the return they would receive on the variable annuity product they purchased resulting in a discrepancy between said representation and actual return.

There are Recent Customer Complaints with Broker Jason Hicklen in Firm Edward Jones

March 9, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Hicklen (Hicklen), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Hicklen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $42,078.96 on February 03, 2021.

A participant in the plan alleges his contributions to his 401K (Transamerica Variable Annuity) were not properly allocated which resulted in loss of market appreciation.

There are Recent Customer Complaints with Broker Robert Lybbert in Firm Edward Jones

March 3, 2026 | by Staff Attorney

Currently financial advisor Robert Lybbert (Lybbert), currently employed by brokerage firm Edward Jones has been subject to at least 5 disclosable events. These events include 5 customer complaints. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as direct participation products (DPPs) like business development companies (BDCs), non-traded real estate investment trusts (REITs), oil & gas programs, annuities, and private placements. The attorneys at Gana Weinstein LLP have represented hundreds of investors who suffered losses caused by these types of high risk, low reward products.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,000,000.01 on January 13, 2026.

Claimants allege breach of fiduciary duty, negligent failure to supervise, and negligence as a result of unsuitable and fraudulent hedge fund investments.

There are Recent Customer Complaints with Broker Brandon Burr in Firm Edward Jones

March 3, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brandon Burr (Burr), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Burr recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $82,500.00 on January 14, 2026.

Client alleges Financial Advisor recommended a tax loss harvesting strategy that would require selling of shares of American Funds. However, Financial Advisor also sold 337 shares of Tesla stock that the client did not authorize.

There are Recent Customer Complaints with Broker Sean Vappie in Firm Edward Jones

March 3, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Sean Vappie (Vappie), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Vappie recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $2,100,000.00 on January 07, 2026.

Customer alleges registered representative conducted an unapproved outside transaction. Activity dates 02/17/23 through 08/08/25.

There are Recent Customer Complaints with Broker Tyler Jinks in Firm Edward Jones

March 2, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tyler Jinks (Jinks), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Jinks recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on February 17, 2021.

The client alleges the financial advisor failed to advise the client that he would have an early withdrawal penalty from his EDJ IRA prior to rolling over his Fidelity 401k to EDJ.

Broker Colton Hill in Edward Jones Firm Has Customer Complaint

February 28, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Colton Hill (Hill), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Hill recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $46,098.15 on March 04, 2021.

The Claimant alleges that the financial advisor did not disclose that there would be tax implications to the liquidation of an annuity.

Broker James Thomure in Edward Jones Firm Has Customer Complaint

February 28, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Thomure (Thomure), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Thomure recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 05, 2021.

The client alleges the financial advisor’s failure to follow her instructions to rollover distributions from a qualified annuity resulted in an additional tax liability.

Broker Tyrone Robinson in Edward Jones Firm Has Customer Complaint

February 26, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tyrone Robinson (Robinson), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Robinson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $47,411.00 on March 15, 2021.

Client alleged that failed to provide information related to tax withholdings and that the recommendation by FA to consolidate accounts led to large tax bill.