Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Dustin Tuthill (Tuthill), previously associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Tuthill recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $1,100.00 on March 31, 2020.
The complainant alleges that the rep forged his signature on an application for whole life insurance in 2019.