Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Strnad (Strnad), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Strnad recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $37,314.43 on March 12, 2020.
The client alleges the financial advisor failed to disclose a\<char_lb_r>\, contingent deferred sales charge associated with the liquidation\<char_lb_r>\, of mutual funds in his account on 3/9/2020.