Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Meminger (Meminger), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Meminger recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on March 15, 2020.
The client alleges that the trades placed on February 24, 2020 were not authorized.