Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Huisinga (Huisinga), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Huisinga recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on January 20, 2021.
Claimant alleges that purchases of alternative investments and annuities at a prior broker-dealer were unsuitable. Activity Period 4/2013 – 1/2021.