Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Betman (Betman), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Betman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on March 23, 2026.
Client alleges, inter alia, that option transactions entered in their trust account were unauthorized 2025