Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Corey Elliott (Elliott), currently associated with Charles Schwab & Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Elliott recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $8,212.00 on April 01, 2026.
On April 1, 2026, the client alleges the representative failed to follow instructions regarding the purchase of a money market fund and made a claim for interest back to January 1, 2026.