Articles Tagged with Christopher Gardner

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Gardner (Gardner), currently associated with Signature Estate Securities, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Gardner recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $4,000,000.00 on April 13, 2026.

Allegations of breach of fiduciary duty.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Gardner (Gardner), currently associated with Signature Estate Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Gardner recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $4,500,000.00 on January 09, 2026.

Allegations of failure to provide margin call notices.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Gardner (Gardner), currently associated with Signature Estate Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Gardner recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $465,000.00 on October 14, 2025.

Allegations of unsuitability regarding option trading.