Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christian Maguire (Maguire), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Maguire recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on January 12, 2021.
Client alleges that she did not authorize the sale of stocks in her trust account in January 2020. damages unspecified