Centaurus Financial

Broker Bradford Lucas in Centaurus Financial, INC. Firm Has Customer Complaint

June 8, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bradford Lucas (Lucas), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Lucas recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $8,479.93 on January 15, 2024.

Client claims that in May of 2023, the Registered Representative gave a poor recommendation that resulted in the client getting an inferior product over the one he previously held.

There are Recent Customer Complaints with Broker Richard Acker in Firm Centaurus Financial, INC.

June 6, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Acker (Acker), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Acker recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on January 30, 2024.

The customer alleges that from December 2011 through November 2013, the Registered Representative recommended unsuitable investments and investment strategies in various illiquid alternative investments.

There are Recent Customer Complaints with Broker Darren Grossman in Firm Centaurus Financial, INC.

June 1, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Darren Grossman (Grossman), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Grossman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $250,000.00 on February 21, 2024.

The customers allege that, during the period of January 2020 through October 2020, the Registered Representative recommended unsuitable, high-risk, illiquid investments, and breached his fiduciary duty.

Broker Lawrence Depaul in Centaurus Financial, INC. Firm Has Customer Complaint

June 1, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lawrence Depaul (Depaul), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Depaul recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,001.00 on February 21, 2024.

The customer alleges that during the period of 2019 through 2021, the Registered Representative recommended unsuitable, high-risk, illiquid investments, and breached his fiduciary duty.

Broker John Starke in Centaurus Financial, INC. Firm Has Customer Complaint

May 22, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Starke (Starke), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Starke recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $28,000.00 on February 05, 2025.

The customer alleges that the Registered Representative recommended unsuitable, illiquid investments. No specific dates for the alleged activity were identified in the customer’s complaint.

There are Recent Customer Complaints with Broker Steven Nielsen in Firm Centaurus Financial, INC.

May 21, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Nielsen (Nielsen), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Nielsen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $65,000.00 on February 21, 2025.

The customer alleges that the Registered Representative recommended an unsuitable, highly speculative and illiquid investment. No specific dates for the alleged activity were identified in the Statement of Claim.

There are Recent Customer Complaints with Broker Sherri Desjardins in Firm Centaurus Financial, INC.

May 20, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Sherri Desjardins (Desjardins), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Desjardins recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 14, 2025.

The customers allege that in 2019, the Registered Representative recommended and misrepresented unsuitable, high-risk, speculative and illiquid investments.

Broker David White in Centaurus Financial, INC. Firm Has Customer Complaint

May 19, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David White (White), previously associated with Centaurus Financial, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that White recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $160,000.00 on March 18, 2025.

The customer alleges that in 2015, 2017 and in 2019, the Registered Representative recommended and misrepresented unsuitable, high-risk, and illiquid investments.

There are Recent Customer Complaints with Broker Reynold Neufeld in Firm Centaurus Financial, INC.

May 19, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Reynold Neufeld (Neufeld), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Neufeld recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $95,000.00 on March 17, 2025.

The customer alleges that in 2019 and 2020, the Registered Representative recommended unsuitable, high-risk, complex and illiquid investments.

Broker Todd Walker in Centaurus Financial, INC. Firm Has Customer Complaint

May 18, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Todd Walker (Walker), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Walker recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $200,000.00 on March 24, 2025.

The customer alleges that in September of 2012, and December of 2019, the Registered Representative recommended and misrepresented unsuitable, high-risk, illiquid investments.